Securities and Futures Commission - PDFSEARCH.IO - Document Search Engine

Securities and Futures Commission
Results: 3470

#	Item
61	Proposed Rule: Reopening of Comment Periods for Certain Rulemaking Releases and Policy Statement Applicable to Security-Based Swaps Proposed Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2013-05-14 12:40:45 United States Securities and Exchange Commission United States securities law Finance Systemic risk Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Derivative U.S. Securities and Exchange Commission Securities Exchange Act Financial regulation Financial economics 73rd United States Congress
62	June 16, 2004 Mr. Andrew Sheng, Chairman Securities and Futures Commission of Hong Kong 8th Floor, Charter House 8 Connaught Road Central Add to Reading List Source URL: www.icsa.bz Language: English - Date: 2014-01-20 01:20:14 International Organization of Securities Commissions Securities market Securities Industry Association Financial economics Financial system Trade associations Business ICMA
63	President Securities Corporation was approved by this Commission to run futures proprietary trading as a secondary line of business. That company did not designate an employee dedicated to maintaining and managing its ba Add to Reading List Source URL: www.twse.com.tw Language: English - Date: 2014-08-11 04:49:59 Futures contract Financial system Algorithmic trading Futures exchanges Commodities market Dalian Commodity Exchange Financial economics Financial markets Finance
64	Microsoft Word - ICSA Letter to CFTC August 2012.doc Add to Reading List Source URL: www.icsa.bz Language: English - Date: 2012-10-29 09:28:49 Regulatory compliance Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Exchange Act Commodity Futures Trading Commission Regulatory affairs Law Financial economics Financial regulation United States securities law Legal professions
65	Microsoft Word - BCSE 1 Page Product Definition.doc Add to Reading List Source URL: www.bcse.org Language: English - Date: 2012-02-02 15:04:16 Finance Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Renewable Energy Certificate Futures contract Commodity swap Swaps Securities market Commodity Futures Modernization Act Financial economics Systemic risk Financial regulation
66	BILLING CODE: COMMODITY FUTURES TRADING COMMISSION 17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act AGENCY: Add to Reading List Source URL: www.americanbenefitscouncil.org Language: English - Date: 2014-02-20 18:31:03 Finance Commodity Futures Trading Commission Rulemaking Derivative Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Federal Register Futures contract Notice of proposed rulemaking United States administrative law Financial economics Government
67	Federal Register / Vol. 77, NoWednesday, May 30, Proposed Rules such government-sponsored programs: The National Security Entry Exit Registration System NSEERS, which required non-immigrants to register at Add to Reading List Source URL: www.americanbenefitscouncil.org Language: English - Date: 2014-02-20 18:32:22 Financial system New Deal agencies Commodity Futures Trading Commission Financial markets 73rd United States Congress United States Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Futures contract U.S. Securities and Exchange Commission United States securities law Financial regulation Financial economics
68	October 12, 2004 Mr. Andrew Sheng, Chairman Securities and Futures Commission 8th Floor, Charter House 8 Connaught Road Central Add to Reading List Source URL: www.icsa.bz Language: English - Date: 2014-01-20 01:20:17 Financial regulation International Organization of Securities Commissions ICMA
69	I 112TH CONGRESS 1ST SESSION H. R. 1573 Add to Reading List Source URL: www.americanbenefitscouncil.org Language: English - Date: 2014-02-20 18:28:17 Financial system United States federal banking legislation 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Commodity Futures Trading Commission U.S. Securities and Exchange Commission Commodity Exchange Act United States securities law Financial regulation Financial economics
70	June 28, 2005 Andrew Sheng, Chairman The Securities and Futures Commission of Hong Kong 8th Floor, Charter House 8 Connaught Road Central Add to Reading List Source URL: www.icsa.bz Language: English - Date: 2014-01-20 01:20:08 ICSA ICMA Financial regulation International Organization of Securities Commissions Trade associations

UPDATE